Australian Securities and Investment Commission

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The Australian Securities and Investment Commission (ASIC) is Australia’s corporate, markets and financial services regulator. It was established by the Australian Securities and Investments Commission Act 2001.

Following a strategic review in 2008, ASIC established a new financial economy structure is made up of 12 stakeholder teams, and eight deterrence teams, and an external advisory panel.[1]


Institutional Structure

Commissioners and Senior Executives

Chairman, Tony D’Aloisio
Deputy Chairman, Jeremy Cooper
Commissioner, Belinda Gibson
Commissioner, Dr. Peter John Boxall
Commissioner, Michael Dwyer
Commissioner, Greg Medcraft
Chief of Operations, Carlos Iglesias
Chairman of the External Advisory Panel, John Stuckey

Commission Specialist Team

Senior Executive Leader, Strategy Team, Malcolm Rodgers
Senior Executive Leader, Chief Legal Officer, Michael Kingston
Senior Executive Leader, Corporate Affairs Team, Stephen Woodhill
Senior Executive Leader, People & Development Team, Francine Biddulph

Financial Economy – Stakeholder Teams

Senior Executive Leader, Accountants and Auditors, Doug Niven
Senior Executive Leader, Insolvency Practitioners and Liquidators, Stefan Dopking
Senior Executive Leader, Corporations, John Price
Senior Executive Leader, Emerging Mining and Resources, Bruce Dodd
Senior Executive Leader, Exchange Market Operators, Mark Adams
Senior Executive Leader, Market Participants, Greg Yanco
Senior Executive Leader, Investment Banks, Camille Blackburn
Senior Executive Leader, Investment Managers, Pamela Hanrahan
Senior Executive Leader, Super Funds, Louise du Pre-Alba
Senior Executive Leader, Deposit Takers, Credit and Insurance Providers, Greg Kirk
Senior Executive Leader, Financial Advisors, Deborah Koromilas
Senior Executive Leader, Consumers and Retail Investors, Delia Rickard

Financial Economy - Deterrence Teams

Senior Executive Leader, Market Integrity, Kathleen Harris
Senior Executive Leader, Market Integrity, George Stogdale
Senior Executive Leader, Corporate Governance, Glen Unicomb
Senior Executive Leader, Corporate Governance, Sean Hughes
Senior Executive Leader, Financial Services, David McGuinness
Financial Services, Tim Mullaly
Financial Services, Tim Castle
International Cases and Fraud, Julie Read

Real Economy Teams

Senior Executive Leader, Applications, Misconduct/Breach Reporting and Enquiries, Kathrine Morgan-Wicks
Senior Executive Leader, Registry Services and Licensing, Rosanne Bell


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Resources

Notes

  1. ASIC, ASIC senior executives, accessed 31 March 2009.